Guillaume Roland Rade

CE No. BKI755 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillaume Roland Rade (), a licensed former licensee with CE reference BKI755. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
DWS Investments Hong Kong Limited
德意志投資香港有限公司
RO Type 9 — Asset management 2018-02-12 2020-09-30
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 1 — Dealing in securities 2017-09-01 2020-09-30
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 4 — Advising on securities 2017-09-01 2020-09-30
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 9 — Asset management 2017-09-01 2018-02-12

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