Guillaume Roland Rade
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillaume Roland Rade ( ), a licensed former licensee with CE reference BKI755. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2018-02-12 | 2020-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2020-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-01 | 2020-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2017-09-01 | 2018-02-12 |