Stephen Paul Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Paul Harris ( ), a licensed former licensee with CE reference AGO825. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RREEF China REIT Management Limited 睿富中國房托基金管理有限公司 |
RO | Type 9 — Asset management | 2012-09-14 | 2015-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2005-08-12 | 2014-06-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-10 | 2014-06-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2005-06-10 | 2014-06-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-01-08 |