So Ping Ma
馬素萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ping Ma (馬素萍), a licensed former licensee with CE reference ACR160. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-04 | 2012-04-04 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-05-04 | 2012-04-04 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-09-05 | 2009-04-24 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-09-05 | 2009-04-24 |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2006-09-05 | 2007-07-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-01 | 2006-09-05 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | 2006-08-01 | 2006-09-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-08-01 | 2006-09-06 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | 2006-08-01 | 2006-09-06 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-06-06 | 2006-02-15 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2005-06-06 | 2006-02-15 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-05 | 2005-06-06 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-05-05 | 2005-06-06 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-05 | 2004-06-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2003-06-05 | 2004-06-16 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-05 | 2004-06-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2003-06-05 | 2004-06-16 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-31 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-31 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-27 |