Louisa Wai Man Fok
霍慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louisa Wai Man Fok (霍慧敏), a licensed former licensee with CE reference AEZ139. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-07-13 | 2013-08-22 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-07-13 | 2013-08-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-18 | 2008-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2006-06-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |