Chi Kin Au
區智健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin Au (區智健), a licensed former licensee with CE reference ANT258. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-04 | 2022-10-14 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | 2006-08-04 | 2007-07-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-08-04 | 2022-10-14 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | 2006-08-04 | 2008-04-01 |