Martin Kwok Kit Lau
劉國傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kwok Kit Lau (劉國傑), a licensed Responsible Officer with CE reference ADR107. Currently licensed at 1 firm(s): First Sentier Investors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-06-05 | present |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2004-05-05 | present |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2004-05-05 | present |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2004-05-05 | 2007-07-05 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2004-05-05 | 2008-04-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| First State (Hong Kong) LLC | Rep | Type 5 — Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First State (Hong Kong) LLC | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-05-05 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | present | 2004-05-05 |