Todd Mathew Prado
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd Mathew Prado ( ), a licensed former licensee with CE reference AGC671. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-10-06 | 2016-01-12 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-10-06 | 2016-01-12 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-06-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | present | 2011-06-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-08 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 9 — Asset management | present | 2005-03-08 |