Xiaowen (SFC:BJR647) Sun
孫小文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowen (SFC:BJR647) Sun (孫小文), a licensed former licensee with CE reference BJR647. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-24 | 2025-11-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-24 | 2025-11-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-24 | 2025-11-26 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-23 | 2021-11-05 |
| Luzheng International Futures Limited 魯証國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-10 | 2020-04-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-12 | 2019-03-01 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-12 | 2019-03-01 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-19 | 2018-03-02 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-19 | 2018-03-02 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-06-19 | 2018-03-02 |