Michael Wai Ming Ng
吳偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Wai Ming Ng (吳偉明), a licensed Responsible Officer with CE reference AAA953. Currently licensed at 1 firm(s): Kaisa Financial Group Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-16 | present |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-04 | 2008-02-29 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-15 | 2006-07-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-13 | 2006-04-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2006-04-27 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-04 | 2005-09-28 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-04 | 2005-09-28 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-27 | 2005-07-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-11 | 2005-05-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-11 | 2005-05-20 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-23 | 2003-06-14 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-05-23 | 2003-06-14 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 — Dealing in securities | 2003-05-23 | 2003-06-14 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 4 — Advising on securities | 2003-05-23 | 2003-06-14 |