Felix Ming Yiu Law
羅明耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Ming Yiu Law (羅明耀), a licensed Responsible Officer with CE reference ART905. Currently licensed at 2 firm(s): Kaisa Financial Group Company Limited, Kaisa Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-05 | present |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-02-22 | present |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 — Asset management | 2017-02-22 | present |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-27 | 2017-02-22 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-27 | 2017-02-22 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-14 | 2016-09-11 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 9 — Asset management | 2015-07-14 | 2016-09-11 |
| National Asset Management Limited 國民資產管理有限公司 |
RO | Type 9 — Asset management | 2008-12-29 | 2012-07-31 |