Cheuk Man (SFC:BQB875) Ng
吳卓文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Man (SFC:BQB875) Ng (吳卓文), a licensed former licensee with CE reference BQB875. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-21 | 2021-02-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-21 | 2021-02-26 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2020-11-20 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-01 | 2020-11-20 |