Tan Wong
黃丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Wong (黃丹), a licensed former licensee with CE reference AWN322. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-27 | 2024-01-05 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-27 | 2024-01-05 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-07 | 2012-10-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-07 | 2011-11-03 |