Sin Wai Ng
伍仙蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Wai Ng (伍仙蕙), a licensed former licensee with CE reference APJ115. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-03 | 2008-04-26 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-03 | 2008-04-26 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-08-03 | 2008-04-26 |