Miu Wan Wong
黃淼雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miu Wan Wong (黃淼雲), a licensed Representative with CE reference BNR830. Currently licensed at 1 firm(s): Charles Schwab, Hong Kong, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-27 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-27 | present |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2020-05-04 | 2020-10-27 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-18 | 2020-03-02 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2020-03-02 |