Hoi Yan (SFC:BMD021) Lam
林藹欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan (SFC:BMD021) Lam (林藹欣), a licensed Representative with CE reference BMD021. Currently licensed at 1 firm(s): Charles Schwab, Hong Kong, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-23 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-23 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-05 | 2019-12-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-05 | 2019-12-17 |