So Han Chan
陳素嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Han Chan (陳素嫻), a licensed Responsible Officer with CE reference AOJ393. Currently licensed at 1 firm(s): Charles Schwab, Hong Kong, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-19 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 — Advising on securities | 2021-07-19 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-29 | 2021-07-19 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-29 | 2021-07-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2019-01-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-28 | 2019-01-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-09-28 | 2019-01-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2016-10-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-05-09 | 2016-10-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2016-10-07 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-22 | 2007-04-03 |