Shuo Xie
謝朔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Xie (謝朔), a licensed former licensee with CE reference AYE649. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-25 | 2013-10-01 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-02 | 2013-06-15 |