Jin Ho Simon Ng
吳榐浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Ho Simon Ng (吳榐浩), a licensed Representative with CE reference BOW814. Currently licensed at 1 firm(s): Charles Schwab, Hong Kong, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-02 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-02 | present |