Yuk Chun (SFC:AGD417) Chan
陳玉珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Chun (SFC:AGD417) Chan (陳玉珍), a licensed former licensee with CE reference AGD417. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-03 | 2024-04-19 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 — Advising on securities | 2018-04-03 | 2024-04-19 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-27 | 2018-04-03 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-27 | 2018-04-03 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-07-27 | 2016-08-24 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2011-07-09 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-22 | 2008-06-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |