DBS Vickers Securities Online (HK) Limited
星展唯高達網上證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DBS Vickers Securities Online (HK) Limited (星展唯高達網上證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AFD431. Current licensed staff on file: 0 (total recorded over time: 51).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2008-06-20 |
| Type 4 — Advising on securities | present | 2008-06-20 |
| Type 6 — Advising on corporate finance | present | 2004-12-03 |
| Type 9 — Asset management | present | 2004-12-03 |
Licensed staff (all-time) (51)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Juliana Mei Shi Chow 周美思 | RO 1 | Pre-2003 | 2003-08 |
| Yian Khoon Ler |