King Fai Wan
溫景輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Fai Wan (溫景輝), a licensed former licensee with CE reference AAV649. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-02-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-25 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-25 | 2022-02-01 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-24 | 2004-05-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-10-14 | 2004-05-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-11 | 2004-05-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 4 — Advising on securities | 2003-10-11 | 2004-05-11 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-02 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-11 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-02 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-10 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-10 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-01-16 |