Kwun Chi Chan
陳觀志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Chi Chan (陳觀志), a licensed Representative with CE reference AMI497. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-13 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-09 | present |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-01 | 2007-11-24 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-09-09 | 2006-01-21 |