Man Wai Siu
邵文慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wai Siu (邵文慧), a licensed Representative with CE reference APP685. Currently licensed at 1 firm(s): China Everbright Assets Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-29 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-29 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-18 | 2015-12-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-18 | 2015-12-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2015-09-18 | 2015-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2015-08-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-10 | 2015-08-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-10 | 2015-08-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-10-10 | 2015-08-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-08 | 2014-10-06 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-08 | 2014-10-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2011-07-29 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-11 | 2008-06-01 |