Yian Khoon Ler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yian Khoon Ler ( ), a licensed former licensee with CE reference ALS844. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-05 | 2007-11-02 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-10-05 | 2007-11-02 |