Anita Sau Wan Li
李秀韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Sau Wan Li (李秀韻), a licensed former licensee with CE reference AIM319. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-28 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-28 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-28 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-28 |