Sung Hei Chu
朱崇希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Hei Chu (朱崇希), a licensed Representative with CE reference AAV119. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-18 | present |
| Excel Precise Securities Limited 勝緻證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-23 | 2024-04-23 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-16 | 2021-05-31 |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-20 | 2016-06-16 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-31 | 2016-05-05 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | 2010-03-31 | 2016-05-05 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-05 | 2010-03-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-23 | 2009-07-31 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-21 | 2008-12-23 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-20 | 2008-10-10 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-27 | 2007-12-10 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-01 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-03 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-03 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-03 |