Moon Kwong Tsui
徐滿光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moon Kwong Tsui (徐滿光), a licensed Responsible Officer with CE reference ACK823. Currently licensed at 1 firm(s): Vast Harbour Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-27 | present |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2019-11-27 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2017-07-07 |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-10 | 2016-11-16 |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-10 | 2016-11-16 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-01 | 2015-11-23 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-01 | 2005-08-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-25 | 2004-10-25 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-22 | 2004-10-20 |