Kai Yip Ho
何啟業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yip Ho (何啟業), a licensed former licensee with CE reference AVC717. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-09 | 2023-05-24 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2020-09-09 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-10 | 2020-08-15 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-21 | 2020-02-10 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-24 | 2019-12-19 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 4 — Advising on securities | 2018-10-24 | 2019-12-19 |
| Elevation Capital Limited | RO | Type 1 — Dealing in securities | 2016-11-01 | 2017-08-04 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-06 | 2016-10-31 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 4 — Advising on securities | 2012-11-06 | 2016-10-31 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2012-11-06 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2011-09-29 |