Naomi Tsang
曾芊甯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naomi Tsang (曾芊甯), a licensed Representative with CE reference BGI770. Currently licensed at 1 firm(s): Orient Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-10 | present |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-10 | present |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 9 — Asset management | 2024-01-10 | present |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 — Asset management | 2018-05-08 | 2023-11-10 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-13 | 2023-11-10 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-13 | 2023-11-10 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2018-03-31 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-25 | 2018-03-31 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 — Asset management | 2016-08-19 | 2017-08-31 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-29 | 2017-08-31 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-05 | 2017-08-31 |