Andy Ka Wai Tse
謝家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Ka Wai Tse (謝家偉), a licensed Representative with CE reference ABR168. Currently licensed at 1 firm(s): Jimei Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-05 | present |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-20 | 2014-08-01 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-05 | 2011-04-08 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2011-09-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2007-05-07 |
| Kee Cheong Securities Company Limited 祺昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-31 | 2006-12-22 |
| Manble Securities Limited 亨寶證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-20 | 2005-04-25 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-27 |