Hung Kwong Lee
李鴻光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Kwong Lee (李鴻光), a licensed former licensee with CE reference AAJ756. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-13 | 2020-11-26 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-06 | 2016-11-27 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-12 | 2016-05-31 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-12 | 2016-05-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-12 | 2011-09-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-01 | 2008-06-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-21 | 2008-06-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-21 | 2008-06-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-06-09 | 2008-04-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-30 |