Man Fan Yip
葉民勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fan Yip (葉民勳), a licensed former licensee with CE reference AAJ749. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-08-25 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-11-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-11-11 |