Anthony Chuen Wah Sun
孫村華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Chuen Wah Sun (孫村華), a licensed Responsible Officer with CE reference AFP060. Currently licensed at 1 firm(s): J & Partners Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 45.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J & Partners Capital Limited 寶悅金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-10-27 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-17 | 2022-04-02 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-05-17 | 2022-04-02 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-04 | 2021-05-17 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-04 | 2021-05-17 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-01 | 2021-01-22 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-01 | 2021-01-22 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-16 | 2017-08-01 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-16 | 2017-08-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-30 | 2017-02-02 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-30 | 2017-02-02 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-30 | 2017-02-02 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-28 | 2016-03-15 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-28 | 2016-03-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-31 | 2015-05-28 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-31 | 2015-05-28 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-31 | 2016-03-15 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-28 | 2015-03-17 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2015-03-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2011-06-28 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2015-03-17 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-22 | 2011-05-05 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-07 | 2011-05-05 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-07 | 2011-05-05 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2010-05-07 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-01 | 2010-09-21 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-09 | 2010-03-16 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-03 | 2010-03-09 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-22 | 2010-01-16 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-27 | 2007-01-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-04 | 2006-10-05 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-04 | 2006-10-05 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-25 | 2006-07-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-21 | 2006-07-04 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-18 | 2005-09-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-25 | 2005-05-18 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-02-25 | 2005-09-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-05 | 2005-01-21 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-05 | 2005-01-21 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-10 | 2005-01-21 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-23 |