Pui Chi (SFC:ADX371) Chan
陳沛慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chi (SFC:ADX371) Chan (陳沛慈), a licensed former licensee with CE reference ADX371. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-27 | 2009-04-25 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2007-09-20 |