Kwok Wah (SFC:ANQ479) Chan
陳國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah (SFC:ANQ479) Chan (陳國華), a licensed former licensee with CE reference ANQ479. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-23 | 2015-12-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-07 | 2014-07-16 |