Mung Yu Poon
潘夢如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mung Yu Poon (潘夢如), a licensed Responsible Officer with CE reference AFP040. Currently licensed at 1 firm(s): Luminous Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luminous Asset Management (HK) Limited |
RO | Type 4 — Advising on securities | 2024-03-04 | present |
| Luminous Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2022-12-07 | present |
| Creative Asset Management Limited 創智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-24 | 2020-11-16 |
| Creative Asset Management Limited 創智資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-24 | 2020-11-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-31 | 2017-06-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2017-05-31 | 2017-06-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-25 | 2017-05-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-25 | 2017-05-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-30 | 2017-04-12 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 — Asset management | 2016-08-30 | 2017-04-12 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-15 | 2016-08-30 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-15 | 2016-08-30 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-12-16 | 2016-06-16 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-12-16 | 2016-06-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-05 | 2011-08-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-10-05 | 2011-08-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2010-10-05 | 2011-08-01 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-22 | 2009-12-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2009-06-22 | 2009-12-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2009-06-22 | 2009-12-31 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2009-06-22 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-26 | 2009-06-22 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2009-05-26 | 2009-06-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-07 | 2009-05-19 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-07-07 | 2009-05-19 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 — Asset management | 2008-07-07 | 2009-05-19 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-05-20 | 2008-07-07 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2007-10-12 | 2008-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-29 | 2007-09-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | present | 2007-09-01 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-13 |