Yat Sing Kwok
郭日昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Sing Kwok (郭日昇), a licensed former licensee with CE reference ARR940. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 — Advising on securities | 2018-12-31 | 2025-02-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-31 | 2018-12-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-22 | 2016-08-06 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-03 | 2010-09-18 |