Shek Wah Chan
陳錫華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Wah Chan (陳錫華), a licensed former licensee with CE reference AAJ523. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-20 | 2019-08-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-05-20 | 2019-08-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-16 | 2019-08-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-16 | 2019-08-31 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-06-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2010-03-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-29 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-06-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-29 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | present | 2010-03-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-29 |