Jia Peng
彭佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Peng (彭佳), a licensed Responsible Officer with CE reference AQV994. Currently licensed at 2 firm(s): Oshidori Securities Limited, Win Wind Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 8 — Securities margin financing; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Securities margin financing →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-05-22 | present |
| Win Wind Finance Limited |
RO | Type 8 — Securities margin financing | 2022-04-14 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-29 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-29 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | 2016-08-29 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-16 | 2023-05-22 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-05 | 2016-08-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2016-08-05 | 2016-08-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-31 | 2016-08-29 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-31 | 2016-06-19 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-31 | 2016-06-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-16 | 2009-02-17 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-04-16 | 2009-02-17 |