Tsz San Wong
黃子燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz San Wong (黃子燊), a licensed former licensee with CE reference BLN921. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-02 | 2023-05-20 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2022-09-21 | 2023-05-20 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2022-09-21 | 2023-05-20 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-20 | 2023-05-20 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-20 | 2023-05-20 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2022-05-20 | 2023-05-20 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-11 | 2023-05-20 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-02-11 | 2023-05-20 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-11 | 2023-05-20 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-14 | 2022-02-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-14 | 2022-02-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-14 | 2022-02-11 |