Nichols Shuen Wai Pang
彭宣衞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nichols Shuen Wai Pang (彭宣衞), a licensed Responsible Officer with CE reference AAV790. Currently licensed at 1 firm(s): CTI Capital Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-26 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2015-01-26 | present |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 4 — Advising on securities | 2013-03-19 | 2015-01-19 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 9 — Asset management | 2013-03-19 | 2015-01-19 |
| Hui Xian Asset Management Limited 滙賢房託管理有限公司 |
RO | Type 9 — Asset management | 2011-04-08 | 2012-10-01 |
| Securis Capital Limited |
Rep | Type 9 — Asset management | 2007-03-14 | 2009-12-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2006-07-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | present | 2006-07-01 |