Chi Chung (SFC:AJE370) Leung
梁志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung (SFC:AJE370) Leung (梁志聰), a licensed Responsible Officer with CE reference AJE370. Currently licensed at 1 firm(s): Yues Asset & Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 41.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yues Asset & Wealth Management Limited 樂氏資產財富管理有限公司 |
RO | Type 4 — Advising on securities | 2026-04-22 | present |
| Yues Asset & Wealth Management Limited 樂氏資產財富管理有限公司 |
RO | Type 9 — Asset management | 2026-04-22 | present |
| CVG Capital Co, Limited 值成資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-23 | 2026-02-28 |
| CVG Capital Co, Limited 值成資本有限公司 |
RO | Type 4 — Advising on securities | 2024-02-23 | 2026-02-28 |
| CVG Capital Co, Limited 值成資本有限公司 |
RO | Type 9 — Asset management | 2024-02-23 | 2026-02-28 |
| Victory Securities (Global) Limited 德盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-17 | 2023-04-30 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-09 | 2023-04-30 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 9 — Asset management | 2020-01-09 | 2023-04-30 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-15 | 2019-06-11 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-11 | 2019-01-14 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-11 | 2019-01-14 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2018-04-11 | 2019-01-14 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-28 | 2018-04-11 |
| RSI Asset Management Limited 暐日資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-25 | 2018-03-26 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-25 | 2016-08-24 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2016-02-25 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | 2015-08-26 | 2015-12-04 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2015-08-20 | 2015-08-26 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-13 | 2015-12-04 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-13 | 2015-12-04 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-04 | 2015-04-13 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-04 | 2015-04-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-22 | 2015-02-12 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-22 | 2015-02-12 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-22 | 2015-02-12 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-27 | 2012-10-01 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-27 | 2012-10-01 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 — Advising on securities | 2012-02-27 | 2012-10-01 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-19 | 2012-02-27 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-19 | 2012-02-27 |
| BWC Forex Limited 寶華世紀外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-01-19 | 2012-10-01 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-19 | 2012-02-27 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-17 | 2009-09-26 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-17 | 2009-09-26 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-06-19 | 2008-07-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-14 | 2008-07-11 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-14 | 2008-07-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-21 | 2008-03-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-21 | 2008-03-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-29 | 2006-08-24 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-29 | 2006-08-24 |