Patricia Yuen Fai Tai
戴婉暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Yuen Fai Tai (戴婉暉), a licensed Responsible Officer with CE reference BJE911. Currently licensed at 1 firm(s): Prestige Global Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-06-20 | present |
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
RO | Type 9 — Asset management | 2025-06-20 | present |
| Garvis Capital Management Limited 瑞羚資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-17 | 2025-06-09 |
| Garvis Capital Management Limited 瑞羚資本管理有限公司 |
RO | Type 9 — Asset management | 2024-04-17 | 2025-06-09 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-31 | 2024-03-13 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-31 | 2024-03-13 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-17 | 2019-09-14 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-19 | 2019-09-14 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-19 | 2019-09-14 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-19 | 2019-09-14 |
| KBR Fund Management Limited | Rep | Type 4 — Advising on securities | 2017-09-01 | 2018-11-05 |
| KBR Fund Management Limited | Rep | Type 9 — Asset management | 2017-09-01 | 2018-11-05 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-24 | 2017-06-26 |