Yuen Tsun Lee
李遠浚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Tsun Lee (李遠浚), a licensed Responsible Officer with CE reference BIM241. Currently licensed at 1 firm(s): Aden Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 7 — Providing automated trading services; Type 9 — Asset management. Total licence records on file: 48.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Providing automated trading services →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-05 | present |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 7 — Providing automated trading services | 2026-03-05 | present |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 9 — Asset management | 2026-03-05 | present |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-04 | present |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-09-04 | present |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-18 | 2025-09-04 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-08-18 | 2025-09-04 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-21 | 2025-02-08 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-05-21 | 2025-02-08 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-18 | 2024-05-21 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-04-18 | 2024-05-21 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-26 | 2023-10-19 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-26 | 2023-10-19 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-26 | 2023-10-19 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-09-26 | 2023-10-19 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-26 | 2023-10-19 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-26 | 2023-10-19 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2023-09-26 | 2023-10-19 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-09-26 | 2023-10-19 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-18 | 2023-09-26 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-18 | 2023-09-26 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-18 | 2023-09-26 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-05-18 | 2023-09-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-18 | 2023-09-26 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-18 | 2023-09-26 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-18 | 2023-09-26 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-05-18 | 2023-09-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-18 | 2023-10-19 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-18 | 2023-10-19 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2023-05-18 | 2023-10-19 |
| Meta Futures Limited 元宇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-09 | 2023-02-28 |
| Meta Futures Limited 元宇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-11-09 | 2023-02-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-28 | 2023-02-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 — Advising on securities | 2022-09-28 | 2023-02-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-04 | 2022-09-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-04 | 2022-09-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 — Asset management | 2022-03-04 | 2023-02-28 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-06-21 | 2021-12-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-06-21 | 2021-12-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-10-15 | 2021-06-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2020-10-15 | 2021-12-21 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-15 | 2021-12-21 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2020-10-15 | 2021-12-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-11 | 2021-06-21 |
| CN First International Futures Limited 中一期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-22 | 2020-08-07 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-12 | 2019-10-24 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-12 | 2019-10-24 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-04 | 2017-06-24 |