Kwai Chun Lai
黎桂珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Chun Lai (黎桂珍), a licensed former licensee with CE reference AAF785. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-15 | 2022-05-26 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-15 | 2022-05-26 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-13 | 2020-09-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-08 | 2020-02-14 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-27 | 2020-09-15 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-08 | 2020-03-13 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-14 | 2018-02-27 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-18 | 2018-02-13 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-18 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-17 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-17 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-17 |