Jose Roy Hernandez Borromeo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jose Roy Hernandez Borromeo ( ), a licensed former licensee with CE reference AFC969. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-07-28 | 2010-02-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-28 | 2010-02-28 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-11 | 2010-02-28 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
Rep | Type 9 — Asset management | 2005-07-11 | 2010-02-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-03 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-07-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-08 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2008-07-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-06-03 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-05 |