Nelson Yu Ming Tang
湯毓銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Yu Ming Tang (湯毓銘), a licensed former licensee with CE reference ADT740. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-19 | 2019-01-28 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2015-11-19 | 2019-01-28 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-06 | 2016-10-31 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2013-03-06 | 2016-10-31 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 — Asset management | 2013-03-06 | 2016-10-31 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2011-05-27 | 2013-11-15 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-05-27 | 2013-11-15 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2011-05-27 | 2013-11-15 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2011-05-27 | 2013-11-15 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-12-20 | 2014-10-17 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 9 — Asset management | 2007-09-07 | 2014-10-17 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-01-05 | 2007-01-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2005-03-29 | 2007-01-31 |