Yi Chen Wu
吳乙辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Chen Wu (吳乙辰), a licensed Responsible Officer with CE reference BIN766. Currently licensed at 1 firm(s): Softech Investment Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-28 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2021-10-28 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-25 | 2021-10-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-25 | 2021-10-28 |
| Alpha Nova Capital Management Limited |
Rep | Type 4 — Advising on securities | 2016-12-21 | 2019-06-24 |
| Alpha Nova Capital Management Limited |
Rep | Type 9 — Asset management | 2016-12-21 | 2019-06-24 |