Robert John Richard Owen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert John Richard Owen, a licensed Responsible Officer with CE reference ABQ936. Currently licensed at 1 firm(s): Softech Investment Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2013-07-16 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2013-07-16 | present |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2013-07-16 | 2015-09-15 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2013-07-16 | 2015-09-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-12-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-07-15 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-29 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-10-25 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-15 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | present | 2004-12-29 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-07-15 |