Thomas Edmund Wyville Naughton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Edmund Wyville Naughton ( ), a licensed former licensee with CE reference AIO093. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2009-08-31 | 2009-10-19 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2009-08-31 | 2009-10-19 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2007-03-19 | 2009-08-31 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2007-03-19 | 2009-08-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-01-05 | 2007-03-19 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2004-04-22 | 2007-03-19 |